Frequently Asked Questions
Information below is for the new system (after 1st May 2005)
BUILDING
REGULATIONS – YOUR QUESTIONS ANSWERED
1. WHAT IS A BUILDING WARRANT?
A building warrant is the legal permission to commence building
work, convert or demolish a building.
Verifiers are responsible
for issuing building warrants. In assessing your application
for a warrant, they must apply the standards set by the Building
(Scotland) Regulations 2004.
2. WHAT ARE THE BUILDING REGULATIONS?
They are legal requirements laid down by the Scottish Parliament
that are intended to provide reasonable standards for the purpose
of securing the health, safety, welfare and convenience of people
in and around buildings, for conserving fuel and power and for
furthering the achievement of sustainable development. The requirements
are set by the Building (Scotland) Regulations 2004. The guidance
contained in the Technical Handbooks, for domestic and non-domestic
buildings will assist you to comply with the Regulations.
3. WHERE CAN I GET A COPY OF THE
BUILDING (SCOTLAND) REGULATIONS 2004 AND THE TECHNICAL HANDBOOKS?
From most good bookshops as listed on this website. Also they
may be available for inspection in main libraries. You may view
or download the Technical Handbooks on the sbsa website free
of charge.
For larger projects you will probably use an architect or other
suitably qualified person who will be conversant with the guidance
in the Handbooks. For a small project the verifier will be able
to explain what impact the mandatory standards are likely to
have on your building proposal and you may not need to obtain
a copy.
4. HOW DO
I OBTAIN A BUILDING WARRANT?
Apply to a verifier. At present that is your local authority
building standards department.
If you have appointed an architect,
or other suitably qualified person to prepare plans, the procedures
should be known by them, and you can ask them to act as your
agent to apply on your behalf. This is recommended as the best
course for people not experienced in building work.
If you are applying yourself, the application forms can be obtained
from your verifier.
The form is the same whether you wish to alter, erect, extend,
demolish or convert. Appropriate plans must also be submitted
(see '10. What should be shown on the plans supporting my warrant
application?').
5. WHAT KIND OF BUILDING WORKS ARE COVERED BY THE BUILDING (SCOTLAND)
REGULATIONS 2004?
The Building (Scotland) Regulations 2004 apply to the construction
of new buildings, alterations and extensions to existing buildings,
demolition of buildings and to the conversion of buildings.
Some of the work you intend to undertake, such as apparently
simple alterations to internal walls, may not appear to require
a building warrant but could lead to a contravention of the
building regulations or could have implications for adjacent
property. It is therefore always advisable to seek professional
advice and to consult the verifier before going ahead with any
proposal affecting your property.

6. WHAT IS A CONVERSION?
A conversion is a specified change of occupation or use of a
building which will cause the Building (Scotland) Regulations
2004 to apply, for example changing a loft space from storage
use to an apartment or a garage into a bedroom. For anything
more complex it is likely that professional advice will be required
and Schedule 2 in section 0 of the Technical Handbooks lists
10 specific types of work defined as a conversion. If you are
in doubt you should seek advice from the verifier. Please note
that a building warrant is required for a conversion even if
no building work is carried out.
7. IS
THERE ANY BUILDING WORK THAT IS EXEMPTED FROM THE REQUIREMENTS
OF THE BUILDING (SCOTLAND) REGULATIONS 2004?
Yes. Certain broad categories of buildings are exempt, and the
full list is included in schedule 1 in section 0 of the Technical
Handbooks. If you are not sure, you should seek advice from
a professional or the verifier. The following is a summarised
section covering small scale buildings and building work associated
with house, flats or maisonettes that are exempt from the building
regulations.
a) A detached single-storey building, with a floor area not
more than 8 m2, ancillary to and within the curtilage of a house,
that:
-
is more than
1 m from the house unless it is at least 1 m from any boundary,
-
does not contain
sleeping accommodation,
-
does not contain
a flue, fixed solid fuel, oil or gas appliance installation
or a sanitary facility;
b) A detached single-storey
building, with a floor area not more than 8 m2, ancillary to
and within the curtilage of a flat or maisonette that:
-
is more than
3 m from the flat or maisonette or any other part of a building
containing a flat or maisonette,
-
does not contain
a flue, fixed solid fuel, oil or gas appliance installation,
or a sanitary facility;
c) A single-storey
conservatory or porch with a floor area of not more than 8 m2
that is attached to an existing house, and:
-
is more than
1 m from a boundary,
-
does not contain
a fixed solid fuel, oil or gas appliance installation, or
a sanitary facility,
-
meets the regulations
on safety glazing;
d) A single-storey
greenhouse, carport or covered area each with a floor area not
more than 30 m2 that is detached or attached to and existing
house and:
-
does not contain
a fixed solid fuel, oil or gas appliance installation or part,
-
does not contain
a sanitary facility;
f) A paved area
or hardstanding not more than 200 m2 in area that:
8. IS
THERE ANY TYPE OF BUILDING WORK THAT DOES NOT NEED A WARRANT?
Yes. Provided that the regulations are complied with, the following
building work does not require a warrant (the full list is in
schedule 3 in section 0 of the Technical Handbook):
-
Any building
work to or in a house, that does not involve: the increase
of floor area, demolition or alteration of roof, external
wall, loadbearing structure, adversely affecting a separating
wall, or change in the method of wastewater disposal. Any
work to a house having a storey, or creating a storey, at
a height of more than 4.5 metres.
For example: the alteration and refit of a kitchen or bathroom.
-
A detached
single-storey building having an area exceeding 8 square metres
but not exceeding 30 square metres, ancillary to and within
the curtilage of a house, that does not involve: a building
within 1 metre of the house unless it is at least 1 metre
from any boundary. A building containing a fixed combustion
appliance or sanitary facility.
This could allow for example: the construction of a detached
shed, detached carport, or detached garage.
-
A detached
single-storey building having an area exceeding 8 square metres
but not exceeding 30 square metres, ancillary to and within
the curtilage of a flat or maisonette that does not involve:
a building within 3 metres of the flat or maisonette or within
3 metres of any other part of the building containing the
flat or maisonette. A building containing a fixed combustion
appliance or sanitary facility.
For example: the construction or installation of a detached
conservatory, detached carport, or detached garage.
-
Any building
work associated with a domestic scale combustion appliance
or other part of a heating installation that does not include
work associated with a chimney, flue pipe or hearth.
For example the replacement of an oil or gas fuelled combustion
appliance.
-
Any building
work associated with a balanced flue serving a room- sealed
appliance that does not include: work associated with a balanced
flue that passes through combustible material.
-
Any building
work associated with the installation of a flue liner.
-
Any building
work associated with refillable liquefied petroleum gas storage
cylinders supplying, via a fixed pipework installation, combustion
appliances use principally for providing space heating, water
heating, or cooking facilities.
-
Other minor
work such as the provision of a single sanitary facility,
installation of an extractor fan or installation of a stairlift
in a dwelling.
-
Additional
insulation (other than insulation applied to the outer surface
of an external wall), the construction of walls not exceeding
1.2 metres in height, fences not exceeding 2.0 metres in height,
raised external decking at a height of no more than 1.2 metres,
and paved areas not exceeding 200 square metres in area.
-
Replacement
doors, windows, and rooflights.
The following work
also does not require a warrant provided that the existing standard
is maintained. In other words the replacement or repair work
does not make the service fitting or equipment worse than it
was before:
-
Work associated
with the replacement of a fixture, material or equipment by
another of the same general type, including a sanitary appliance
or sink and branch soil or waste pipe, rainwater gutter or
downpipe, solid fuel combustion appliance, electrical fixture,
ventilation fan, chimney or flue outlet fitting or terminal,
solid waste chute or container, kitchen fitments or other
fitted furniture, ironmongery, flooring, lining, cladding,
and covering or rendering either internally or externally.
The repair to a door, window or rooflight, including glazing.

9. DO I
NEED TO INFORM MY NEIGHBOURS WHEN I MAKE APPLICATION FOR WARRANT
AND DO THEY HAVE THE RIGHT TO OBJECT TO THE WORKS SHOWN IN MY
APPLICATION?
No. However, a warrant only shows compliance with the Building
(Scotland) Regulations 2004. Where the proposed building work
is likely to affect or involve a mutual part of a building,
you may have other legal obligations. It is advisable to inform
any affected party.
Note also that if you need planning
permission for the work (which is separate from the building
warrant) neighbour notification is required. Your local authority
can advise you on planning matters.
10. WHAT SHOULD BE SHOWN ON THE PLANS SUPPORTING
MY WARRANT APPLICATION?
The plans should give sufficient information to indicate clearly
the location and nature of your proposals and how they relate
to any adjoining or existing building. The type of materials
and products being used, the size of rooms, the position of
appliances proposed, and drainage details are needed. Structural
design calculations and an energy rating may be required.
Information on precautions being taken for the safety of the
public during building or demolition works, and keeping a building
site secure, may also be required.
The information required can be complex and it may be advisable
to contact your verifier who, on having your proposals explained
to them, will be able to give you full advice on the requirements
applicable.
11. IS A CHARGE MADE FOR THE WARRANT
SERVICE?
Yes. The level of fee is based on the estimated value of the
work you propose. The verifier will advise you of the required
fee. An indication of the fee is shown in the table of fees
in the Procedural Handbook available from the verifier or on
this website. Please note that the fee is for the application
and not for the issue of warrant.
The verifier may wish to have the value of the work checked
or confirmed. If so, it is likely that reference would be made
to established indices of building costs, for example those
provided by the Royal Institute of Chartered Surveyors (RICS).
This records what it normally costs to build different types
of building in different areas.
(Discounts of refunds apply if you use an approved certifier:
see 24. What is an Approved Certifier?)
There is no fee for works to alter or extend the dwelling of
a disabled person provided the works are solely for the benefit
of that person.
12. WHAT HAPPENS AFTER I HAVE SUBMITTED
MY WARRANT APPLICATION TO THE VERIFIER?
First of all your application is recorded on the building standards
register. This allows the verifier or any interested party to
chart its course through the warrant process.
Your application will then be assessed against the requirements
of the Building (Scotland) Regulations 2004. The guidance contained
in the Technical Handbooks will help the assessment your plans.
Only the verifier in your area can advise accurately on the
time taken to prepare an assessment on a warrant application.
However the average time is around four weeks, but it could
be longer for complex buildings. The nature and clarity of presentation
of an application obviously influences the speed with which
it can be progressed by the verifier.
If any adjustment is required to be made to your proposals the
verifier will produce an assessment of where your submission
does not comply. If you are not able to answer all the matters
raised, the verifier may be able to help, or you may require
to seek advice from building specialists, depending upon the
nature of your proposals.
The procedures for the adjustment of plans differ between verifiers
but, generally speaking, you will be able to discuss the assessment
with your verifier and arrange to have the plans amended.
After your plans have been adjusted or amended to comply with
the assessment, they will be re-assessed. If the plans comply
with the regulations, the warrant will be issued.
If you do not amend your plans your application cannot be processed
further and the verifier will require to consider formal refusal.
Before a verifier refuses an application you will be given the
opportunity to resolve any outstanding matters. If there is
genuine doubt over whether an application will comply, you may,
with the agreement of the verifier, seek a view from SBSA (see
13. How do I obtain a view from the Scottish Ministers?). The
verifier must have due regard to that view. However, if your
building warrant is refused by the verifier, you can appeal
against this decision to the Sheriff Court.
13. HOW DO I OBTAIN A VIEW FROM
THE SCOTTISH MINISTERS?
Definitive interpretation of the Building (Scotland) Regulations
2004 is the responsibility of the verifier and ultimately a
matter for the Courts to decide. However, the Scottish Ministers
can give a view on the extent to which proposed building work
complies with the regulations.
Either the applicant or the verifier may choose to request a
formal view. The Ministers will only give a view if they ‘think
it fit’. They will not usually give a view if only one
party seeks to approach the SBSA (which acts on behalf of the
Ministers). This process is not an unofficial appeal system,
but to clarify a genuine doubt about what meets the regulations.
A referral for a view should be emailed or faxed to the SBSA.
The agency will reply stating whether or not they are prepared
to give a view, what the fee is and when a response will be
given. The referral need only provide minimum information and
drawings, further details may be requested if necessary.
A view is sent to both verifier and applicant and the verifier
is required to have regard to it. The verifier is invoiced for
the fee. If it considers it useful, the agency may publish views
on the website.
14. HOW DO I MEET THE REQUIREMENTS OF THE
BUILDING (SCOTLAND) REGULATIONS 2004?
The new system differs from the previous one in that the number
of mandatory requirements have been drastically reduced and
are written in a way that allows more flexibility in interpretation
of the Building (Scotland) Regulations 2004. The Technical Handbooks
provide extensive guidance on ways to comply that will be suitable
for most building projects. It is the responsibility of the
verifier to interpret the requirements of the regulations, and
if you have any doubts regarding your application for a building
warrant you should discuss them with the verifier.
15. FOR HOW LONG IS A WARRANT VALID?
A warrant is valid for three years from the date of issue. If
you have started but not completed the work within that time
you can apply to the verifier for an extension to the warrant
period. The application for extension must be made before the
expiry of your warrant.
16. WHAT HAPPENS AFTER THE WARRANT HAS
BEEN ISSUED?
Immediately after the warrant has been issued you may start
work. You are required to let the verifier know when you are
starting work. You will need to inform the verifier at certain
stages of construction to allow the verifier the option of inspecting
or attending tests, such as at drainage installation. You must
inform the verifier when all the work is completed (see 20.
What happens when my building work is finished?).
17. IS MY BUILDING WORK SUBJECT TO INSPECTION
WHILST IN PROGRESS?
Your verifier may inspect while work is in progress to check
that the warrant is being complied with. However, the verifier
is not responsible for checking the quality of work done or
supervising the builders employed. Supervision of the building
work should be the responsibility of your architect or other
person appointed by you for that purpose.
The verifier does not inspect work that is to be covered by
an approved certifier of construction (see 24. What is an Approved
Certifier?).
18. WHAT HAPPENS IF I DEPART FROM THE PLANS
APPROVED?
You should discuss in advance with the verifier any changes
to your warrant proposals before carrying these out.
A formal amendment to your warrant can be sought at any time
during the period of the validity of the warrant. An amendment
application follows the same procedures as the initial application.
The plans require to show the changes you wish to make. Once
approved, you can proceed on site with the change to your proposals.
A fee is payable for an application for amendment of warrant
and the verifier will advise you of the amount.
If any part of the original application is certified by an Approved
Certifier of Design, you must ask the certifier to check the
changes and re-certify if they comply with the regulations (see
24. What is an Approved Certifier?).
19. WHAT HAPPENS IF I CONTRAVENE
THE REGULATIONS?
You are committing an offence if you start work, without a warrant,
on work that requires a building warrant. It is also an offence
to contravene the requirements of Building (Scotland) Regulations
2004.
You are committing an offence if you occupy or use a new building
without first having submitted a completion certificate and
it being accepted by the verifier. The exception is if you receive
permission from the verifier for the temporary occupation or
use of the building for a specified time.
The local authority can take enforcement action in each instance.
Contravention of the regulations can incur a maximum fine and
an additional daily fine if the offence continues (£5,000
with an additional fine of £50 per day as at 18 October
2004).
20. WHAT HAPPENS WHEN MY BUILDING
WORK IS FINISHED?
It is your responsibility (as the relevant person) to submit
a completion certificate on the appropriate form. A completion
certificate is needed to confirm that a building has been constructed,
altered or converted in accordance with the warrant and the
Building (Scotland) Regulations 2004. It is an offence to submit
a false completion certificate or to occupy a building without
a completion certificate being accepted by the verifier.
The verifier must make reasonable inquiry to establish that
the work complies with the warrant. If satisfied that the work
complies, a verifier must accept a completion certificate. The
verifier must give acceptance, or refusal (with reasons) within
14 days.
21. IF WORK HAS BEEN CARRIED OUT TO MY PROPERTY AT SOME TIME IN THE PAST,
HOW DO I KNOW IF A BUILDING WARRANT HAS BEEN ISSUED?
From 1st May 2005 local authorities must keep a building standards
register for its geographical area. The register contains information
freely available to all on:
- applications for warrants and amendments to warrants
- decisions on applications
- submissions on completion certificates
- decisions on acceptance or refusal
Any certificates from approved certifiers
of design or construction submitted with warrants and completion
certificates, any conditions relating to the issue of warrants,
and any continuing requirements (see 23. Does the local authority
and verifier have any other responsibilities?) imposed by warrant
must be kept as a permanent record.
Other records such as the principal drawings and specifications,
enforcement notices, and other relevant documentation are kept
normally for 25 years.
Note that for warrants
issued prior to 1st May 2005 your local authority will have
records that can be made available to you.
22. IF WORK HAS BEEN CARRIED OUT TO MY
PROPERTY AND I DO NOT HAVE A BUILDING WARRANT, WHAT SHOULD I
DO?
Where work for which a warrant is required has started without
a warrant, an application for a warrant may be made at any time
before a completion certificate has been accepted for the building.
This is a way of regularising the situation, but it does not
remove the fact that an offence has been committed. Importantly,
the standards that apply to a late application are those at
the time of application, not when the building started, so changes
may be required even to complete the work if it does not meet
the relevant standards. Full drawings are required, as for a
normal warrant application. If construction is well advanced,
the verifier may request parts to be exposed so that adequate
checks can be made, and a higher fee is charged to cover such
difficulties. This process is not intended to be a penalty (which
would arise from any action in relation to the offence) but
is necessary to allow proper consideration of the work.
Where work requiring a warrant has been carried out without
a warrant you do not have to do anything. If however you are
selling your property and have been asked to produce a completion
certificate, you will have to submit one. The certificate may
only be accepted if it confirms that the work complies with
the standards as they apply at the time of the submission of
the certificate. Such submissions must provide plans and specification
details equivalent to those for a warrant application so that
the verifier can adequately assess whether to accept the completion
certificate. A fee will also be levied equivalent to a late
application for a building warrant.
23. DOES THE LOCAL AUTHORITY AND VERIFIER
HAVE ANY OTHER RESPONSIBILITIES?
Yes. The local authority has powers to protect the safety of
the public and persons frequenting buildings. If a building
is found to be dangerous, or reported to the local authority
as being dangerous, the local authority can immediately take
appropriate action to safeguard the occupants and passers-by.
Repairs may be enforced by the local authority where faults
are likely to cause deterioration to a building or adjacent
building(s).
On occasion, in order to be satisfied that the purpose of Building
(Scotland) Regulations 2004 will not be frustrated, for example
by some change that is liable to happen unless care is taken
to prevent it, a verifier will impose some continuing requirement,
for example when issuing a warrant or accepting a completion
certificate. Such a requirement imposes on the building owner
a duty that must be fulfilled after the building is complete.
A typical example is where the acceptance of a moveable platform
for cleaning windows requires that adequate access continues
to be provided. Generally continuing requirements relate to
activities or actions happening to a building element, not the
building element itself.
24. WHAT IS AN APPROVED CERTIFIER?
Approved certifiers have government approval to certify that
the design or construction complies with the Building (Scotland)
Regulations 2004.
When you use an approved certifier to certify design or construction
you will get the reassurance that your application or completion
certificate complies with building regulations. The application
should take less time to process because the verifier only needs
to confirm the approved certifier’s registration. You
will also get a discount on the warrant fee if you use an approved
certifier of design, but the certifier will charge you for the
certificate. You will also get a small refund if you use an
approved certifier of construction to certify work for the completion
certificate, provided you notify the verifier before the start
of work on site.
A register of approved certifiers will be kept by the SBSA and
can be accessed on the agency website. The register contains
details of the matters which the certifiers are authorised to
deal with.

25. CAN I GET GENERAL ADVICE ON
BUILDING MATTERS FROM LOCAL AUTHORITY BUILDINGS STANDARDS OFFICES?
It is suggested that you contact your verifier for help and
advice on matters concerning the condition of your building
or changes you wish to consider making to your building.
Provided below is list
of local authority building standards departments:

LOCAL AUTHORITY BUILDING STANDARDS DEPARTMENTS
Aberdeen City Council
01224 523470
Aberdeenshire Council
Kincardine & Mearns 01569 768300
Marr 01330 822878
Garioch 01467 620981
Formartine 01358 726429
Banff & Buchan 01261 813200
Buchan 01779 477363
Angus Council
01307 473411
Argyll and Bute Council
HQ - Lochgilphead 01546 604115
Area Offices
Bute & Cowal 01369 708606
Helensburgh & Lomond 01436 658882
Mid Argyll, Kintyre & Islay 01546 604070
Oban, Lorne & The Isles 01631 567950
City of Edinburgh Council
North 0131 529 4644
South 0131 529 4655
City of Glasgow Council
0141 287 5703/5937
Clackmannanshire Council
01259 452560
Dumfries and Galloway Council
Area Offices
Stranraer 01776 888414
Castle Douglas 01556 502351
Dumfries 01387 260122
Lockerbie 01576 205046
Dundee City Council
01382 433320
East Ayrshire Council
Area Offices
Kilmarnock 01563 576778
Lugar 01563 555309
East Dunbartonshire Council
Milngavie 0141 578 8842
East Lothian Council
01620 827216
East Renfrewshire Council
0141 577 3050
Falkirk Council
01324 504950
Fife Council
Area Offices
Cupar 01334 412806
Dunfermline 01383 609120
Kirkcaldy 01592 412900
Highland Council
Area Offices
Dingwall 01349 864991
Dornoch 01862 812042
Fort William 01397 707015
Kingussie 01540 661700
Inverness 01463 720606
Nairn 01667 452757
Portree 01478 612412
Wick 01955 607751
Inverclyde Council
01475 712406
Midlothian Council
0131 2713324
Moray Council
01343 563243
North Ayrshire Council
01294 324300
North Lanarkshire Council
Area Offices:
HQ – Northern Area (Cumbernauld) 01236 616448
Central Area (Coatbridge) 01236 812380
South (Motherwell) 01698 302278
Orkney Islands Council
01856 873535
Perth and Kinross Council
Perth 01738 475300
Area Offices:
Blairgowrie 01250 877017
Crieff 01764 657553
Kinross 01577 867607
Pitlochry 01796 474909
Renfrewshire Council
HQ (Paisley) 0141 842 5878
Area Offices
Renfrew 0141 886 2004
Johnstone 01505 331458
Scottish Borders Council
01835 825069
Shetland Islands Council
01595 744800
South Ayrshire Council
01292 616253/616254/616656
South Lanarkshire Council
Area Offices
Clydesdale 01555 673236
East Kilbride 01355 806275
Hamilton 01698 453555
Rutherglen/Cambuslang 0141 613 5165
Stirling Council
01786 825060
West Dunbartonshire Council
01389 737000
West Lothian Council
01506 775222
Comhairle nan Eilean Siar
Area Offices
Stornoway 01851 703773
Balivanich 01870 602425

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